Broker Check

Investment Management

The Role of Your Advisory Team

Your team, comprised of your financial advisor, the investment platform, your investment strategist, and investment managers, works 'with' and 'for' you. We are focused on your investments and committed to helping you reach your goals.

Our Process includes:

  • Analyze your current financial position and how well it supports your goals and objectives
  • Recommend an investment strategy designed to help you towards achieving your goals
  • Monitor portfolio performance and suggest appropriate adjustments
  • Regularly review your plan and changing goals with you
    • Be your trusted advisor every step of the way

The Investment Platform Will:

  • Research and select the investment strategists
  • Create your Investment Policy Statement
  • Check your portfolio at least quarterly for correct allocations and rebalance your portfolio when needed.
  • Provide performance reporting

Your Chosen Investment Strategist Will:

  • Develop model portfolios and asset class allocation
  • Evaluate opportunities and risks
  • Select the best-of-class money managers
  • Recommend asset class shifts and money manager changes

Our Chosen Money Managers Will help:

  • Analyze and identify specific holdings using their specific style
  • Maintain a disciplined and predictable investment style
  • Provide a competitive performance/risk ratio relative to peer group and asset class benchmarks

*Using asset allocation as part of your investment strategy neither assures nor guarantees better performance and cannot protect against loss of principal due to changing market conditions. Also, rebalancing assets can have tax consequences.  If you sell assets in a taxable account you may have to pay tax on any gain resulting from the sale. Please consult your tax advisor.